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Business Law

Common SEC Violations

The Securities and Exchange Commission has earned a reputation as a dogged and tenacious regulator. They have a large staff of highly-qualified attorneys who keep a close eye on the securities markets. Here are some common reasons why they will take enforcement action. Unregistered Sale of Securities If you are selling something that meets the […]

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The Importance of Building Relationships with Business Clients

With such high competition in the business marketplace in the Bay Area, company owners cannot afford to make preventable mistakes. This means that all decisions must be the best course of action for the company, and operations should stay in full compliance with all applicable laws. When legal concerns do arise, they should be addressed

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